Зигмунд Фрейд
A General Introduction to Psychoanalysis
The desired connection is brought about by presupposing the antithesis of the ego to libido that is so frequently claimed. We know that the development of fear is the ego's reaction to danger, the signal for preparation for flight, and from this we are led to believe that in neurotic fear the ego attempts to escape the claims of its libido, and treats this inner danger as though it came from without. Accordingly our expectation that where there is fear there must be something to be afraid of, is fulfilled. But the analogy admits of further application. Just as the attempt to flee external danger is relieved by standing one's ground, and by appropriate steps toward defense, so the development of neurotic fear is arrested as fast as the symptom develops, for by means of it the fear is held in check.
Our difficulties in understanding now lie elsewhere. The fear, which represents flight of the ego before the libido, is supposed to have sprung from the libido itself. That is obscure and warns us not to forget that the libido of a person belongs fundamentally to him and cannot confront him as an external force. The localized dynamics of fear development are still unintelligible; we do not know what psychic energies are released or from what psychic systems they are derived. I cannot promise to solve this problem, but we still have two trails to follow which lead us to direct observations and analytic investigation which can aid our speculations. We turn to the origin of fear in the child, and to the source of neurotic fear which attaches itself to phobias.
Fear in children is quite common and it is very hard to tell whether it is neurotic or real fear. Indeed, the value of this distinction is rendered questionable by the behavior of children. On the one hand we are not surprised that the child fears all strange persons, new situations and objects, and we explain this reaction very easily by his weakness and ignorance. We ascribe to the child a strong disposition to real fear and would consider it purposeful if this fear were in fact a heritage. Herein the child would only repeat the behavior of prehistoric man and of the primitive man of today who, on account of his ignorance and helplessness, fears everything that is new, and much that is familiar, all of which can no longer inspire us with fear. If the phobias of the child were at least partially such as might be attributed to that primeval period of human development, this would tally entirely with our expectations.
On the other hand, we cannot overlook the fact that not all children are equally afraid, and that those very children who express particular timidity toward all possible objects and situations subsequently prove to be nervous. Thus the neurotic disposition reveals itself by a decided tendency to real fear; anxiety rather than nervousness appears to be primary. We therefore arrive at the conclusion that the child (and later the adult) fears the power of his libido because he is anxious in the face of everything. The derivation of anxiety from the libido is hence put aside. Any investigation of the conditions of real fear consistently leads to the conclusion that consciousness of one's own weakness and helplessness – inferiority, in the terminology of A. Adler – when it is able to persist from childhood to maturity, is the cause underlying the neuroses.
This sounds so simple and convincing that it has a claim upon our attention. To be sure, it would result in our shifting the basis of nervousness. The persistence of the feeling of inferiority, and its prerequisite condition of anxiety and its subsequent development of symptoms, is so firmly established that it is rather the exceptional case, when health is the outcome, which requires an explanation. What can be learned from careful observation of the fear of children? The little child is primarily afraid of strange people; situations wax important only because they involve people, and objects become influential much later. But the child does not fear these strange persons because he attributes evil intentions to them, because he compares his weakness with their strength or recognizes them as dangerous to his existence, his safety and freedom from pain. Such a child, suspicious, afraid of the aggressive impulse which dominates the world, would prove a sad theoretic construction. The child is afraid of a stranger because he is adjusted to a dear, beloved person, his mother. His disappointment and longing are transformed into fear, his unemployed libido, which cannot yet be held suspended, is diverted by fear. It cannot be termed a coincidence that this situation, which is a typical example of all childish fear, is a repetition of the first condition of fear during birth, viz., separation from the mother.
The first situation phobias of children are darkness and solitude; the former often persists throughout life; common to both is the absence of the dear nurse, the mother. I once heard a child, who was afraid of the dark, call into an adjoining room, "Auntie, talk to me, I am afraid." "But what good will that do you? You cannot see me!" Whereupon the child answered, "If someone speaks, it is brighter." The yearning felt in darkness is converted into the fear of darkness. Far from saying that neurotic fear is only a secondary, a special case of real fear, we observe in little children something that resembles the behavior of real fear and has in common with neurotic fear, this characteristic feature: origin from unemployed libido. The child seems to bring very little real fear into the world. In all situations which may later become the conditions of phobias, on elevations, narrow bridges across water, on railroad and boat trips, the child exhibits no fear. And the more ignorant he is, the less fear he feels. It would be most desirable to have a greater heritage of such life-preservative instincts; the task of supervision, which is to hinder him from exposing himself to one danger after another, would be lessened. In reality the child at first overestimates his powers and behaves fearlessly because he does not recognize dangers. He will run to the water's edge, mount the window sill, play with fire or with sharp utensils, in short, he will do everything that would harm him and alarm his guardians. The awakening of real fear is the result of education, since we may not permit him to pass through the instructive experience himself.
If there are children who meet this education to fear half way, and who discover dangers of which they have not been warned, the explanation suffices that their constitution contains a greater measure of libidinous need or that they have been spoiled early through libidinous gratification. No wonder that those persons who are nervous in later life are recruited from the ranks of these children. We know that the creation of neurosis is made easy by the inability to endure a considerable amount of pent-up libido for any length of time. You see that here too we must do justice to the constitutional factor, whose rights we never wish to question. We fight shy of it only when others neglect all other claims for this, and introduce the constitutional factor where it does not belong according to the combined results of observation and analysis, or where it must be the last consideration.
Let us extract the sum of our observations on the anxiety of children: Infantile fear has very little to do with real fear, but is closely related to the neurotic fear of adults. It originates in unemployed libido and replaces the object of love that is lacking by an external object or situation.
Now you will be glad to hear that the analysis of phobias cannot teach much more that is new. The same thing occurs in them as in the fear of children; unemployed libido is constantly being converted into real fear and so a tiny external danger takes the place of the demands of the libido. This coincidence is not strange, for infantile phobias are not only the prototypes but the direct prerequisite and prelude to later phobias, which are grouped with the anxiety hysterias. Every hysteria phobia can be traced to childish fear of which it is a continuation, even if it has another content and must therefore receive a different name. The difference between the two conditions lies in their mechanism. In the adult the fact that the libido has momentarily become useless in the form of longing, is not sufficient to effect the transformation of fear into libido. He has long since learned to maintain such libido in a suspended state or to use it differently. But when the libido is part of a psychic impulse which has experienced suppression, similar conditions to those of the child, who cannot distinguish the conscious from the unconscious, are reëstablished. The regression to infantile phobia is the bridge where the transformation of libido into fear is conveniently effected. We have, as you know, spoken a great deal about suppression, but we have always followed the fate of the conception that was to be suppressed, because this was easier to recognize and to present. We have always omitted from our consideration what happened to the emotion that clung to the suppressed idea; and only now we learn that whatever quality this emotion might have manifested under normal conditions, its fate is a transformation into fear. This transformation of emotion is by far the more important part of the suppression process. It is not so easy to discuss, because we cannot assert the existence of unconscious emotions in the same sense as unconscious ideas. With one difference, an idea remains the same whether it is conscious or unconscious; we can give an account of what corresponds to an unconscious idea. But an emotion is a release and must be judged differently from an idea. Without a deeper reflection and clarification of our hypotheses of psychic processes, we cannot tell what corresponds to its unconscious stage. We cannot undertake this here. But we want to retain the impression we have gained, that the development of anxiety is closely connected with the unconscious system.
I said that the transformation into fear, rather a discharge in the form of fear, is the immediate fate of suppressed libido. Not the only or final fate, I must add. These neuroses are accompanied by processes that strive to restrain the development of fear, and succeed in various ways. In phobias, for instance, two phases of the neurotic process can be clearly distinguished. The first effects the suppression of libido and its transition to fear, which is joined to an external danger. The second consists in building up all those precautions and safety devices which are to prevent contact with this danger which is dealt with as an external fact. Suppression corresponds to the ego's flight from the libido, which it regards dangerous. The phobia is comparable to a fortification against outer danger, which is represented by the much feared libido. The weakness of the phobias' system of defense lies in the fact that the fort has been strengthened from without and has remained vulnerable within. The projection of peril from the libido into the environment is never very successful. In other neuroses, therefore, other systems of defense are used against the possibility of fear development. That is an interesting aspect of the psychology of neurosis. Unfortunately its study would lead us to digress too far, and presupposes a more thorough and special knowledge of the subject. I shall add only one thing more. I have already spoken to you of the counter siege by which the ego imprisons the suppression and which it must maintain permanently for the suppression to subsist. The task of this counter siege is to carry out diverse forms of defense against the fear development which follows the suppression.
To return to the phobias, I may now say that you realize how insufficient it would be to explain only their content, to be interested only in knowing that this or that object or situation is made the subject of a phobia. The content of the phobia has about the same importance for it as the manifest dream facade has for the dream. With some necessary restrictions, we admit that among the contents of the phobias are some that are especially qualified to be objects of fear through phylogenetic inheritance, as Stanley Hall has emphasized. In harmony with this is the fact that many of these objects of fear can establish connections with danger only by symbolic relations.
And so we are convinced of the central position that the problem of fear assumes in the questions of the neurotic psychology. We are deeply impressed with how closely the development of fear is interwoven with the fate of the libido and the unconscious system. There is only one disconnected point, one inconsistency in our hypothesis: the indisputable fact that real fear must be considered an expression of the ego's instincts of self-preservation.
TWENTY-SIXTH LECTURE
GENERAL THEORY OF THE NEUROSES
The Libido Theory and Narcism
REPEATEDLY in the past and more recently we have dealt with the distinction between the ego instincts and the sexual instincts. At first, suppression taught us that the two may be flatly opposed to each other, that in the struggle the sexual instincts suffer apparent defeat and are forced to obtain satisfaction by other regressive methods, and so find the compensation for defeat in their invulnerability. After that we learned that at the outset both have a different relation to the educator, Necessity, so that they do not develop in the same manner and do not enter into the same relationship with the principle of reality. We come to realize that the sexual instincts are much more closely allied to the emotional condition of fear than the ego instincts. This result appears incomplete only in one respect, which, however, is most important. For further evidence we shall mention the significant fact that non-satisfaction of hunger and thirst, the two most elementary instincts of self-preservation, never result in their reversal into anxiety, while the transformation of unsatisfied libido into fear is, as we have heard, one of the best known and most frequently observed phenomena.
No one can contest our perfect justification in separating the ego from sexual instincts. It is affirmed by the existence of sexual desire, which is a very special activity of the individual. The only question is, what significance shall we give to this distinction, how decisive is it? The answer will depend upon the results of our observations; on how far the sexual instincts, in their psychological and somatic manifestations, behave differently from the others that are opposed to them; on how important are the consequences which result from these differences. We have, of course, no motive whatever for insisting upon a certain intangible difference in the character of the two groups of instincts. Both are only designations of the sources of energy of the individual. The discussion as to whether they are fundamentally of the same or of a different character, and if the same, when it was that they separated from one another, cannot profit by the conceptions, but must deal rather with the underlying biological facts. At present we know very little about this, and even if we knew more it would not be relevant to our analytic task.
Obviously, we should gain slight profit if, following the example of Jung, we were to emphasize the original unity of all instincts, and were to call the energy expressed in all of them "libido." Since the sexual function cannot be eliminated from psychic life by any device, we are forced to speak of sexual and asexual libido. As in the past, we rightly retain the name libido for the instincts of sexual life.
I believe, therefore, that the question, how far the justifiable distinction of the instincts of sex and of self-preservation may be carried, is of little importance for psychoanalysis; and psychoanalysis is moreover not competent to deal with it. From a biological standpoint there are, to be sure, various reasons for believing that this distinction is significant. Sexuality is the only function of the living organism which extends beyond the individual and sees to his kinship with the species. It is undeniable that its practice does not always benefit the individual as do his other performances. For the price of ecstatic pleasures it involves him in dangers which threaten his life and frequently cause death. Probably peculiar metabolic processes, different from all others, are required to maintain a part of the individual life for its progeny. The individual who places himself in the foreground and regards his sexuality as a means to his gratification is, from a biological point of view, only an episode in a series of generations, a transient appendage to a germ-plasm which is virtually endowed with immortality, just as though he were the temporary partner in a corporation which continues to persist after his death.
For psychoanalytic explanation of neuroses, however, there is no need to enter upon these far-reaching implications. By separate observation of the sexual and the ego instincts, we have gained the key to the understanding of transference-neuroses. We were able to trace them back to the fundamental situation where the sexual instinct and the instinct of self-preservation had come in conflict with one another, or biologically although not so accurately, expressed where the part played by the ego, that of independent individuality, was opposed to the other, that of a link in a series of generations. Only human beings are capable of such conflict, and therefore, taken all in all, neurosis is the prerogative of man, and not of animals. The excessive development of his libido and the elaboration of a varied and complicated psychic life thus made possible, appear to have created the conditions prerequisite for conflict. It is clear that these conditions are also responsible for the great progress that man has made beyond his kinship with animals. The capacity for neurosis is really only the reverse side of his talents and gifts. But these are only speculations, which divert us from our task.
Until now we worked with the impulse that we can distinguish the ego and the sexual instincts from one another by their manifestations. We could do this without difficulty in the transference neuroses. We called the accumulation of energy which the ego directed towards the object of its sexual striving libido and all others, which proceeded from the instincts of self-preservation, interest. We were able to achieve our first insight into the workings of psychic forces by observing the accumulation of the libido, its transformations and its final destiny. The transference neuroses furnished the best material for this. But the ego, composed from various organizations, their construction and functioning, remained hidden and we were led to believe that only the analysis of other neurotic disturbances would raise the veil.
Very soon we began to extend these psychoanalytic conceptions to other conditions. As early as 1908, K. Abraham asserted, after a discussion with me, that the principal characteristic of dementia praecox (which may be considered one of the psychoses) is that there is no libidinous occupation of objects (The Psycho-sexual Differences between Hysteria and Dementia Praecox). But then the question arose, what happens to the libido of the demented, which is diverted from its objects? Abraham did not hesitate to give the answer, "It is turned back upon the ego, and this reflected turning back is the source of the megalomania in dementia praecox." This hallucination of greatness is exactly comparable to the well-known over-estimation of the objects habitual to lovers. So, for the first time, we gained an understanding of psychotic condition by comparing it with the normal course of love.
These first interpretations of Abraham's have been maintained in psychoanalysis, and have become the basis of our attitude towards the psychoses. Slowly we familiarized ourselves with the idea that the libido, which we find attached to certain objects, which expresses a striving to attain gratification from these objects, may also forsake them and put in their place the person's own ego. Gradually these ideas were developed more and more consistently. The name for this placing of the libido – narcism – was borrowed from one of the perversions described by P. Naecke. In it the grown individual lavishes upon his own body all the affection usually devoted to some foreign sex object.
We reflected that if such a fixation of libido on one's own body and person instead of on some external object exists, this cannot be an exceptional or trivial occurrence. It is much more probable that this narcism is the general and original condition, out of which the love for an object later develops, without however necessarily causing narcism to disappear. From the evolutionary history of object-libido we remembered that in the beginning many sex instincts seek auto-erotic gratification, and that this capacity for auto-eroticism forms the basis for the retardation of sexuality in its education to conformity with fact. And so, auto-eroticism was the sexual activity of the narcistic stage in the placing of the libido.
To be brief: We represented the relation of the ego-libido to the object-libido in a way which I can explain by an analogy from zoology. Think of the simplest forms of life, which consist of a little lump of protoplasmic substance which is only slightly differentiated. They stretch out protrusions, known as pseudopia, into which the protoplasm flows. But they can withdraw these protrusions and assume their original shape. Now we compare the stretching out of these processes with the radiation of libido to the objects, while the central mass of libido can remain in the ego, and we assume that under normal conditions ego-libido can be changed into object-libido, and this can again be taken up into the ego, without any trouble.
With the help of this representation we can now explain a great number of psychic conditions, or to express it more modestly, describe them, in the language of the libido theory; conditions that we must accredit to normal life, such as the psychic attitude during love, during organic sickness, during sleep. We assumed that the conditions of sleep rest upon withdrawal from the outer world and concentration upon the wish to sleep. The nocturnal psychic activity expressed in the dream we found in the service of a wish to sleep and, moreover, governed by wholly egoistic motives. Continuing in the sense of libido theory: sleep is a condition in which all occupations of objects, the libidinous as well as the egoistic, are given up, and are withdrawn into the ego. Does this not throw a new light upon recovery during sleep, and upon the nature of exhaustion in general? The picture of blissful isolation in the intra-uterine life, which the sleeper conjures up night after night, thus also completes the picture from the psychic side. In the sleeper the original condition of libido division is again restored, a condition of complete narcism in which libido and ego-interest are still united and live indistinguishably in the self-sufficient ego.
We must observe two things: First, how can the conceptions of narcism and egoism be distinguished? I believe narcism is the libidinous complement of egoism. When we speak of egoism we mean only the benefits to the individual; if we speak of narcism we also take into account his libidinous satisfaction. As practical motives the two can be followed up separately to a considerable degree. One can be absolutely egoistic, and still have strong libidinous occupation of objects, in so far as the libidinous gratification by way of the object serves the needs of the ego. Egoism will then take care that the striving for the object results in no harm to the ego. One can be egoistic and at the same time excessively narcistic, i.e., have very slight need of an object. This need may be for direct sexual satisfaction or even for those higher desires, derived from need, which we are in the habit of calling love as opposed to sensuality. In all of these aspects, egoism is the self-evident, the constant, and narcism the variable element. The antithesis of egoism, altruism, is not the same as the conception of libidinous occupation of objects. Altruism differs from it by the absence of desire for sexual satisfaction. But in the state of being completely in love, altruism and libidinous occupation with an object clash. The sex object as a rule draws upon itself a part of the narcism of the ego. This is generally called "sexual over-estimation" of the object. If the altruistic transformation from egoism to the sex object is added, the sex object becomes all powerful; it has virtually sucked up the ego.
I think you will find it a pleasant change if after the dry phantasy of science I present to you a poetic representation of the economic contrast between narcism and being in love. I take it from the Westostliche Divans of Goethe:
SULEIKA:
Conqueror and serf and nation;
They proclaim it joyously;
Mankind's loftiest elation,
Shines in personality.
Life's enchantment lures and lingers,
Of yourself is not afar,
All may slip through passive fingers,
If you tarry as you are.
HATEM:
Never could I be thus ravished,
Other thoughts are in my mind,
All the gladness earth has lavished
In Suleika's charms I find.
When I cherish her, then only
Dearer to myself I grow,
If she turned to leave me lonely
I should lose the self I know.
Hatem's happiness were over, —
But his changeling soul would glide
Into any favored lover
Whom she fondles at her side.
The second observation is supplementary to the dream theory. We cannot explain the origin of the dream unless we assume that the suppressed unconscious has achieved a certain independence of the ego. It does not conform to the wish for sleep and retains its hold on the energies that have seized it, even when all the occupations with objects dependent upon the ego have been released for the benefit of sleep. Not until then can we understand how this unconscious can take advantage of the nocturnal discontinuance or deposition of the censor, and can seize control of fragments left over from the day to fashion a forbidden dream wish from them. On the other hand, it is to the already existing connections with these supposed elements that these fragments owe a part of the resistance directed against the withdrawal of the libido, and controlled by the wish for sleep. We also wish to supplement our conception of dream formation with this trait of dynamic importance.
Organic diseases, painful irritations, inflammation of the organs create a condition which clearly results in freeing the libido of its objects. The withdrawn libido again finds itself in the ego and occupies the diseased part of the part. We may even venture to assert that under these conditions the withdrawal of the libido from its objects is more conspicuous than the withdrawal of egoistic interest from the outside world. This seems to open the way to an understanding of hypochondria, where an organ occupies the ego in a similar way without being diseased, according to our conception. I shall resist the temptation of continuing along this line, or of discussing other situations which we can understand or represent through the assumption that the object libido travels to the ego. For I am eager to meet two objections, which I know are absorbing your attention. In the first place, you want to call me to account for my insistence upon distinguishing in sleep, in sickness and in similar situations between libido and interest, sexual instincts and ego instincts, since throughout the observations can be explained by assuming a single and uniform energy, which, freely mobile, occupies now the object, now the ego, and enters into the services of one or the other of these impulses. And, secondly, how can I venture to treat the freeing of libido from its object as the source of a pathological condition, since such transformation of object-libido into ego-libido – or more generally, ego-energy – belongs to the normal, daily and nightly repeated occurrences of psychic dynamics?
The answer is: Your first objection sounds good. The discussion of the conditions of sleep, of sickness and of being in love would in themselves probably never have led to a distinction between ego-libido and object-libido, or between libido and interest. But you do not take into account the investigations from which we have set out, in the light of which we now regard the psychic situations under discussion. The necessity of distinguishing between libido and interest, that is, between sexual instincts and those of self-preservation, is forced upon us by our insight into the conflict out of which the transference neuroses emerge. We can no longer reckon without it. The assumption that object-libido can change into the ego-libido, in other words, that we must reckon with an ego-libido, appeared to us the only possible one wherewith to solve the riddle of the so-called narcistic neuroses – for instance, dementia praecox – or to justify the similarities and differences in a comparison of hysteria and compulsion. We now apply to sickness, sleep and love that which we found undeniably affirmed elsewhere. We may proceed with such applications as far as they will go. The only assertion that is not a direct refutation of our analytic experience is that libido remains libido whether it is directed towards objects or toward the ego itself, and is never transferred into egoistic interest, and vice-versa. But this assertion is of equal weight with the distinction of sex and ego instincts which we have already critically appraised, and which we will maintain from methodological motives until it may possibly be disproved.
