Зигмунд Фрейд
A General Introduction to Psychoanalysis
Permit me, therefore, to continue with my brief presentation of infantile sexuality. What I have told you about two organic systems I could supplement by a discussion of all the others. The sexual life of the child exhausts itself in the exercise of a series of partial instincts which seek, independently of one another, to gain satisfaction from his own body or from an external object. Among these organs the genitals speedily predominate. There are persons who continue the pursuit of satisfaction by means of their own genitals, without the aid of another genital or object, uninterruptedly from the onanism of the suckling to the onanism of necessity which arises in puberty, and even indefinitely beyond that. The theme of onanism alone would occupy us for a long period of time; it offers material for diverse observations.
In spite of my inclination to shorten the theme, I must tell you something about the sexual curiosity of children. It is most characteristic for child sexuality and significant for the study of neurotic symptoms. The sexual curiosity of children begins very early, sometimes before the third year. It is not connected with the differences of sexes, which means nothing to the child, since the boy, at any rate, ascribes the same male genital to both sexes. When the boy first discovers the primary sexual structure of the female, he tries at first to deny the evidence of his senses, for he cannot conceive a human being who lacks the part of his body that is of such importance to him. Later he is terrified at the possibility revealed to him and he feels the influence of all the former threats, occasioned by his intensive preoccupation with his little organ. He becomes subject to the domination of the castration complex, the formation of which plays an important part in the development of his character, provided he remains healthy; of his neurosis, if he becomes diseased; of his resistance, if he is treated analytically. We know that the little girl feels injured on account of her lack of a large, visible penis, envies the boy his possession, and primarily from this motive desires to be a man. This wish manifests itself subsequently in neurosis, arising from some failure in her role as a woman. During childhood, the clitoris of the girl is the equivalent of the penis; it is especially excitable, the zone where auto-erotic satisfaction is achieved. In the transition to womanhood it is most important that the sensations of the clitoris are completely transferred at the right time to the entrance of the vagina. In cases of so-called sexual anesthesia of women the clitoris has obstinately retained its excitability.
The sexual interest of children generally turns first to the mystery of birth – the same problem that is the basis of the questions asked by the sphinx of Thebes. This curiosity is for the most part aroused by the selfish fear of the arrival of a new child. The answer which the nursery has ready for the child, that the stork brings children, is doubted far more frequently than we imagine, even by very young children. The feeling that he has been cheated out of the truth by grown-ups, contributes greatly to the child's sense of solitude and to his independent development. But the child is not capable of solving this problem unaided. His undeveloped sexual constitution restricts his ability to understand. At first he assumes that children are produced by a special substance in one's food and does not know that only women can bear children. Later he learns of this limitation and relinquishes the derivation of children from food – a supposition retained in the fairy-tale. The growing child soon notices that the father plays some part in reproduction, but what it is he cannot guess. If, by chance, he is witness of a sexual act, he sees in it an attempt to subjugate, a scuffle, the sadistic miscomprehension of coitus; he does not however relate this act immediately to the evolution of the child. When he discovers traces of blood on the bedsheets or on the clothing of his mother, he considers them the proof of an injury inflicted by the father. During the latter part of childhood, he imagines that the sexual organ of the man plays an important part in the evolution of children, but can ascribe only the function of urination to that part of his body.
From the very outset children unite in believing that the birth of the child takes place through the anus; that the child therefore appears as a ball of faeces. After anal interests have been proven valueless, he abandons this theory and assumes that the navel opens or that the region between the two breasts is the birthplace of the child. In this way the curious child approaches the knowledge of sexual facts, which, clouded by his ignorance, he often fails to see. In the years prior to puberty he generally receives an incomplete, disparaging explanation which often causes traumatic consequences.
You have probably heard that the conception "sexual" is unduly expanded by psychoanalysis in order that it may maintain the hypothesis that all neuroses are due to sexual causes and that the meaning of the symptoms is sexual. You are now in a position to judge whether or not this expansion is unjustifiable. We have expanded the conception sexual only to include the sexual life of children and of perverse persons. That is to say, we have reëstablished its proper boundaries. Outside of psychoanalysis sexuality means only a very limited thing: normal sexual life in the service of reproduction.
TWENTY-FIRST LECTURE
GENERAL THEORY OF THE NEUROSES
Development of the Libido and Sexual Organizations
I AM under the impression that I did not succeed in convincing you of the significance of perversions for our conception of sexuality. I should therefore like to clarify and add as much as I can.
It was not only perversions that necessitated an alteration of our conception of sexuality, which aroused such vehement contradiction. The study of infantile sexuality did a great deal more along that line, and its close correspondence to the perversions became decisive for us. But the origin of the expressions of infantile sexuality, unmistakable as they are in later years of childhood, seem to be lost in obscurity. Those who disregard the history of evolution and analytic coherence, will dispute the potency of the sexual factor and will infer the agency of generalized forces. Do not forget that as yet we have no generally acknowledged criterion for identifying the sexual nature of an occurrence, unless we assume that we can find it in a relation to the functions of reproduction, and this we must reject as too narrow. The biological criteria, such as the periodicities of twenty-three and twenty-eight days, suggested by W. Fliess, are by no means established; the specific chemical nature which we can possibly assume for sexual occurrences is still to be discovered. The sexual perversions of adults, on the other hand, are tangible and unambiguous. As their generally accepted nomenclature shows, they are undoubtedly sexual in character; whether we designate them as signs of degeneration, or otherwise, no one has yet had the courage to place them outside the phenomena of sex. They alone justify the assertion that sexuality and reproduction are not coincident, for it is clear that all of them disavow the goal of reproduction.
This brings me to an interesting parallel. While "conscious" and "psychic" were generally considered to be identical, we had to make an essay to widen our conception of the "psychic" to recognize as psychic something that was not conscious. Analogously, when "sexual" and "related to reproduction" (or, in shorter form, "genital") has been generally considered identical, psychoanalysis must admit as "sexual" such things as are not "genital," things which have nothing to do with reproduction. It is only a formal analogy, but it does not lack a deeper basis.
But if the existence of sexual perversions is such a compelling argument, why has it not long ago had its effect, and settled the question? I really am unable to say. It appears to be because the sexual perversions are subject to a peculiar ban that extends even into theory, and stands in the way of their scientific appreciation. It seems as if no one could forget that they are not only revolting, but even unnatural, dangerous; as if they had a seductive influence and that at bottom one had to stifle a secret envy of those who enjoyed them. As the count who passes judgment in the famous Tannhauser parody admits:
"And in the mount of Venus, his honor slipped his mind,
It's odd that never happens to people of our kind."
Truthfully speaking, the perverts are rather poor devils who atone most bitterly for the satisfaction they attain with such difficulty.
What makes the perverse activity unmistakably sexual, despite all the strangeness of its object, is that the act in perverse satisfaction most frequently is accompanied by a complete orgasm, and by an ejaculation of the genital product. Of course, this is only true in the case of adults; with children orgasms and genital excretions are hardly possible; they are replaced by rudiments which, again, are not recognized as truly sexual.
In order to complete the appreciation of sexual perversions, I have something to add. Condemned as they are, sharply as they are contrasted with the normal sexual activity, simple observation shows that rarely is normal sex-life entirely free from one or another of the perverse traits. Even the kiss can be claimed to be perverse, for it consists in the union of two erogenous mouth zones in place of the respective genitals. But no one outlaws it as perverse, it is, on the contrary, admitted in theatrical performances as a modified suggestion of the sexual act. This very kissing may easily become a complete perversion if it results in such intensity that it is immediately followed by an emission and orgasm – a thing that is not at all unusual. Further, we can learn that handling and gazing upon the object becomes an essential prerequisite to sexual pleasure; that some, in the height of sexual excitation, pinch and bite, that the greatest excitation is not always called forth in lovers by the genitals, but rather by other parts of the body, and so forth. There is no sense in considering persons with single traits of this kind abnormal, and counting them among the perverts. Rather, we recognize more and more clearly that the essential nature of perversion does not consist in overstepping the sexual aim, nor in a substitution for the genitals, not even in the variety of objects, but simply in the exclusiveness with which these deviations are carried out and by means of which the sexual act that serves reproduction is pushed aside. When the perverse activities serve to prepare or heighten the normal sexual act, they are really no longer perversions. To be sure, the chasm between normal and perverse sexuality is practically bridged by such facts. The natural result is that normal sexuality takes its origin from something existing prior to it, since certain components of this material are thrown out and others are combined in order to make them subject to a new aim – that of reproduction.
Before we make use of our knowledge of perversions to concentrate anew and with clearer perspective on the study of infantile sexuality, I must call your attention to an important difference between the two. Perverse sexuality is as a rule extraordinarily centralized, its whole action is directed toward one, usually an isolated, goal. A partial instinct has the upper hand. It is either the only one that can be demonstrated or it has subjected the others to its purposes. In this respect there is no difference between normal and perverse sexuality other than that the ruling partial instincts, and with them the sexual goals, are different. In the one case as well as in the other there is, so to say, a well organized tyranny, excepting that here one family and there another has appropriated all the power to itself. Infantile sexuality, on the other hand, is on the whole devoid of such centralization and organization, its individual component impulses are of equal power, and each independently goes in search of the acquisition of pleasurable excitement. The lack as well as the presence of centralization fit in well with the fact that both the perverse and the normal sexuality originated from the infantile. There are also cases of perverse sexuality that have much more similarity with the infantile, where, independently of one another, numerous partial instincts have forced their way, insisted on their aims, or rather perpetuated them. In these cases it is more correct to speak of infantilism of sexual life than of perversions.
Thus prepared we can consider a question which we certainly shall not be spared. People will say to us: "Why are you so set on including within sexuality those manifestations of childhood, out of which the sexual later develops, but which, according to your own admission, are of uncertain origin? Why are you not satisfied rather with the physiological description, and simply say that even in the suckling one may notice activities, such as sucking objects or holding back excrements, which show us that he strives towards an organic pleasure? In that way you would have avoided the estranging conception of sexual life in the tiniest child." I have nothing to say against organic pleasure; I know that the most extreme excitement of the sexual union is only an organic pleasure derived from the activity of the genitals. But can you tell me when this organic pleasure, originally not differentiated, acquires the sexual character that it undoubtedly does possess in the later phases of development? Do you know more about the "organic pleasure" than about sexuality? You will answer, the sexual character is acquired when the genitals begin to play their role; sexual means genital. You will even reject the contrary evidence of the perversions by confronting me with the statement that in most perversions it is a matter of achieving the genital orgasm, although by other means than a union of the genitals. You would really command a much better position if you did not regard as characteristic of the sexual that untenable relation to reproduction seen in the perversions, if you replaced it by activity of the genitals. Then we no longer differ very widely; the genital organs merely replace other organs. What do you make of the numerous practices which show you that the genitals may be represented by other organs in the attainment of gratification, as is the case in the normal kiss, or the perverse practices of "fast life," or the symptoms of hysteria? In these neuroses it is quite usual for stimulations, sensations and innervations, even the process of erection, which is localized in the genitals, to be transferred to other distant parts of the body, so that you have nothing to which you can hold as characteristics of the sexual. You will have to decide to follow my example and expand the designation "sexual" to include the strivings of early childhood toward organic pleasure.
Now, for my justification, I should like you to give me the time for two more considerations. As you know, we call the doubtful and indefinable pleasure activities of earliest childhood sexual because our analysis of the symptoms leads us to them by way of material that is undeniably sexual. We admit that it need not for that reason in itself be sexual. But take an analogous case. Suppose there were no way to observe the development of two dicotyledonous plants from their seeds – the apple tree and the bean. In both cases, however, imagine it possible to follow their evolution from the fully developed plant backwards to the first seedling with two leaf-divisions. The two little leaves are indistinguishable, in both cases they look exactly alike. Shall I conclude from this that they really are the same and that the specific differences between an apple tree and bean plant do not appear until later in the history of the plant? Or is it biologically more correct to believe that this difference is already present in the seedling, although the two little leaves show no differences? We do the same thing when we term as sexual the pleasure derived from the activities of the suckling. Whether each and every organic enjoyment may be called sexual, or if besides the sexual there is another that does not deserve this name, is a matter I cannot discuss here. I know too little about organic pleasure and its conditions, and will not be at all surprised if the retrogressive character of the analysis leads us back finally to a generalized factor.
One thing more. You have on the whole gained very little for what you are so anxious to maintain, the sexual purity of the child, even when you can convince me that the activities of the suckling had better not be called sexual. For from the third year on, there is no longer any doubt concerning the presence of a sexual life in the child. At this time the genitals already begin to become active; there is perhaps regularly a period of infantile masturbation, in other words, a gratification by means of the genitals. The psychic and social expressions of the sexual life are no longer absent; choice of an object, affectionate preference for certain persons, indeed, a leaning toward one of the two sexes, jealousy – all these have been established independently by unprejudiced observation, prior to the advent of psychoanalysis, and confirmed by every careful observer. You will say that you had no doubt as to the early awakening of affection, you will take issue only with its sexual nature. Children between the ages of three and eight have already learned to hide these things, but if you look sharply you can always gather sufficient evidence of the "sexual" purpose of this affection. What escapes you will be amply supplied by investigation. The sexual goals of this period of life are most intimately connected with the contemporaneous sexual theories, of which I have given you some examples. The perverse nature of some of these goals is the result of the constitutional immaturity of the child, who has not yet discovered the goal of the act of copulation.
From about the sixth or the eighth year on a pause in, and reversion of, sexual development is noticeable, which in the cases that reach the highest cultural standard deserves the name of a latent period. The latent period may also fail to appear and there need not be an interruption of sexual activity and sexual interests at any period. Most of the experiences and impulses prior to the latent period then fall victim to the infantile amnesia, the forgetting we have already discussed, which cloaks our earliest childhood and makes us strangers to it. In every psychoanalysis we are confronted with the task of leading this forgotten period of life back into memory; one cannot resist the supposition that the beginning of sexual life it contains furnishes the motive for this forgetting, namely, that this forgetting is a result of suppression.
The sexual life of the child shows from the third year that it has much in common with that of the adult; it is distinguished from the latter, as we already know, by the lack of stable organization under the primacy of the genitals, by the unavoidable traits of perversion, and, naturally, by the far lesser intensity of the whole impulse. Theoretically the most interesting phases of the sexual development or, as we would rather say, the libido-development, so far as theory is concerned, lie back of this period. This development is so rapidly gone through that perhaps it would never have been possible for direct observation to grasp its fleeting pictures. Psychoanalytic investigation of the neuroses has for the first time made it possible to discover more remote phases of the libido-development. These are, to be sure, nothing but constructions, but if you wish to carry on psychoanalysis in a practical way you will find that they are necessary and valuable constructions. You will soon understand why pathology may disclose conditions which we would have overlooked in the normal object.
We can now declare what form the sexual life of the child takes before the primacy of the genitals is established. This primacy is prepared in the first infantile epoch prior to the latent period, and is continuously organized from puberty on. There is in this early period a sort of loose organization, which we shall call pre-genital. In the foreground of this phase, however, the partial instincts of the genitals are not prominent, rather the sadistic and anal. The contrast between masculine and feminine plays no part as yet, its place is taken by the contrast between active and passive, which we may designate as the forerunner of sexual polarity, with which it is later fused. That which appears masculine to us in the activity of this phase, observed from the standpoint of the later genital stage, is the expression of an instinct to mastery, which may border on cruelty. Impulses with passive goals attach themselves to the erogenous zone of the rectal opening. Most important at this time, curiosity and the instinct to watch are powerful. The genital really takes part in the sexual life only in its role as excretory organ for the bladder. Objects are not lacking to the partial impulses of this period, but they do not necessarily combine into a single object. The sadistico-anal organization is the step antecedent to the phase of genital primacy. A more penetrating study furnishes proof how much of this is retained for the later and final form, and in what ways its partial instincts are forced into line under the new genital organization. Back of the sadistico-anal phase of libido-development, we get a view of an earlier, even more primitive phase of organization, in which the erogenous mouth-zone plays the chief role. You may surmise that the sexual activity of sucking belongs to it, and may wonder at the intuition of the ancient Egyptians, whose art characterized the child, as well as the god Horus, with the finger in his month. Abraham only recently published material concerning the traces which this primitive oral phase has left upon the sexual life of later years.
I can surmise that these details about sexual organization have burdened your mind more than they have informed you. Perhaps I have again gone into detail too much. But be patient; what you have heard will become more valuable through the uses to which it is later put. Keep well in mind the impression that sexual life, as we call it, the function, of the libido, does not make its appearance as a completed whole, nor does it develop in its own image, but goes through a series of successive phases which are not similar to each other. In fact, it is a developmental sequence, like that from the grub to the butterfly. The turning point of the development is the subordination of all sexual partial-instincts to the primacy of the genitals, and thereby the subjection of sexuality to the function of reproduction. Originally it is a diffused sexual life, one which consists of independent activities of single partial instincts which strive towards organic gratification. This anarchy is modified by approaches to pre-genital organization, first of all the sadistico-anal phase, prior to this the oral phase, which is perhaps the most primitive. Added to this there are the various processes, as yet not well known, which carry over one organization level to the later and more advanced phase. The significance, for the understanding of the neuroses, of the long evolutionary path of the libido which carries it over so many grades we shall discuss on another occasion.
Today we shall look at another angle of the development, namely the relation of the partial instinct to the object. We shall make a hurried survey of this development in order to spend more time upon a relatively later product. Some of the components of the sex instincts have had an object from the very beginning and hold fast to it; such are the instinct to mastery (sadism), curiosity, and the impulse to watch. Other impulses which are more clearly attached to specific erogenous zones of the body have this object only in the beginning, as long as they adhere to the functions which are not sexual; they release this object when they free themselves from these non-sexual functions. The first object of the oral component of the sexual impulse is the mother's breast, which satisfies the hunger of the infant. By the act of sucking, the erotic component which is also satisfied by the sucking becoming independent, it gives up the foreign object and replaces it by some part of its own body. The oral impulse becomes auto-erotic, just as the anal and other erogenous impulses are from the very beginning. Further development, to express it most briefly, has two goals – first, to give up auto-eroticism, and, again, to substitute for the object of one's own body a foreign object; second, to unify the different objects into a single impulse, replace them by a single object. To be sure, that can happen only if this single object is itself complete, a body similar to one's own. Nor can it be consummated without leaving behind as useless a large number of the auto-erotic instinctive impulses.
The processes of finding the object are rather involved, and have as yet had no comprehensive exposition. For our purpose, let us emphasize the fact that when the process has come to a temporary cessation in the childhood years, before the latent period, the object it has found is seen to be practically identical with the first object derived from its relation to the object of the oral pleasure impulse. It is, if not the mother's breast, the mother herself. We call the mother the first object of love. For we speak of love when we emphasize the psychic side of sex-impulses, and disregard or for a moment wish to forget the fundamental physical or "sensual" demands of the instincts. At the time when the mother becomes the object of love, the psychic work of suppression which withdraws the knowledge of a part of his sexual goal from his consciousness has already begun in the child. The selection of the mother as the object of love involves everything we understand by the Oedipus complex which has come to have such great significance in the psychoanalytic explanation of neuroses, and which has had no small part in arousing opposition to psychoanalysis.
Here is a little experience which took place during the present war: A brave young disciple of psychoanalysis is a doctor at the German front somewhere in Poland, and attracts the attention of his colleagues by the fact that he occasionally exercises an unexpected influence in the case of a patient. Upon being questioned he admits that he works by means of psychoanalysis and is finally induced to impart his knowledge to his colleagues. Every evening the physicians of the corps, colleagues and superiors, gather in order to listen to the inmost secrets of analysis. For a while this goes on nicely, but after he has told his audience of the Oedipus-complex, a superior rises and says he does not believe it, that it is shameful for the lecturer to tell such things to them, brave men who are fighting for their fatherland, and who are the fathers of families, and he forbade the continuation of the lectures. This was the end.
Now you will be impatient to discover what this frightful Oedipus-complex consists of. The name tells you. You all know the Greek myth of King Oedipus, who is destined by the fates to kill his father, and take his mother to wife, who does everything to escape the oracle and then does penance by blinding himself when he discovers that he has, unknowingly, committed these two sins. I trust many of you have yourselves experienced the profound effect of the tragedy in which Sophocles handles this material. The work of the Attic poet presents the manner in which the deed of Oedipus, long since accomplished, is finally brought to light by an artistically prolonged investigation, continuously fed with new evidence; thus far it has a certain similarity to the process of psychoanalysis. In the course of the dialogue it happens that the infatuated mother-wife, Jocasta, opposes the continuation of the investigation. She recalls that many men have dreamed that they have cohabited with their mothers, but one should lay little stress on dreams. We do not lay little stress on dreams, least of all typical dreams such as occur to many men, and we do not doubt that this dream mentioned by Jocasta is intimately connected with the strange and frightful content of the myth.
It is surprising that Sophocles' tragedy does not call forth much greater indignation and opposition on the part of the audience, a reaction similar to, and far more justified, than the reaction to our simple military physician. For it is a fundamentally immoral play, it dispenses with the moral responsibility of men, it portrays godlike powers as instigators of guilt, and shows the helplessness of the moral impulses of men which contend against sin. One might easily suppose that the burden of the myth purposed accusation against the gods and Fate, and in the hands of the critical Euripides, always at odds with the gods, it would probably have become such an accusation. But there is no trace of this in the work of the believer Sophocles. A pious sophistry which asserts that the highest morality is to bow to the will of the gods, even if they command a crime, helps him over the difficulty. I do not think that this moral constitutes the power of the drama, but so far as the effect goes, that is unimportant; the listener does not react to it, but to the secret meaning and content of the myth. He reacts as though through self-analysis he had recognized in himself the Oedipus-complex, and had unmasked the will of the gods, as well as the oracle, as sublime disguises of his own unconsciousness. It is as though he remembered the wish to remove his father, and in his place to take his mother to wife, and must be horrified at his own desires. He also understands the voice of the poet as if it were telling him: "You revolt in vain against your responsibility, and proclaim in vain the efforts you have made to resist these criminal purposes. In spite of these efforts, you are guilty, for you have not been able to destroy the criminal purposes, they will persist unconsciously in you." And in that there is psychological truth. Even if man has relegated his evil impulses to the unconscious, and would tell himself that he is no longer answerable for them, he will still be compelled to experience this responsibility as a feeling of guilt which he cannot trace to its source.
