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Фридрих Шиллер
Aesthetical Essays of Friedrich Schiller

The man of a refined taste is susceptible, in this respect, of a moral corruption, from which the rude child of nature is preserved by his very coarseness. In the latter, the opposite of the demands of sense and the decrees of the moral law is so strongly marked and so manifest, and the spiritual element has so small a share in his desires, that although the appetites exercise a despotic sway over him, they cannot wrest his esteem from him. Thus, when the savage, yielding to the superior attraction of sense, gives way to the committal of an unjust action, he may yield to temptation, but he will not hide from himself that he is committing a fault, and he will do homage to reason even while he violates its mandates. The child of civilization, on the contrary, the man of refinement, will not admit that he commits a fault, and to soothe his conscience he prefers to impose on it by a sophism. No doubt he wishes to obey his appetite, but at the same time without falling in his own esteem. How does he manage this? He begins by overthrowing the superior authority that thwarts his inclination, and before transgressing the law he calls in question the competence of the lawgiver. Could it be expected that a corrupt will should so corrupt the intelligence? The only dignity that an inclination can assume accrues to it from its agreement with reason; yet we find that inclination, independent as well as blind, aspires, at the very moment she enters into contest with reason, to keep this dignity which she owes to reason alone. Nay, inclination even aspires to use this dignity she owes to reason against reason itself.

These are the dangers that threaten the morality of the character when too intimate an association is attempted between sensuous instincts and moral instincts, which can never perfectly agree in real life, but only in the ideal. I admit that the sensuous risks nothing in this association, because it possesses nothing except what it must give up directly duty speaks and reason demands the sacrifice. But reason, as the arbiter of the moral law, will run the more risk from this union if it receives as a gift from inclination what it might enforce; for, under the appearance of freedom, the feeling of obligation may be easily lost, and what reason accepts as a favor may quite well be refused it when the sensuous finds it painful to grant it. It is, therefore, infinitely safer for the morality of the character to suspend, at least for a time, this misrepresentation of the moral sense by the sense of the beautiful. It is best of all that reason should command by itself without mediation, and that it should show to the will its true master. The remark is, therefore, quite justified, that true morality only knows itself in the school of adversity, and that a continual prosperity becomes easily a rock of offence to virtue. I mean here by prosperity the state of a man who, to enjoy the goods of life, need not commit injustice, and who to conform to justice need not renounce any of the goods of life. The man who enjoys a continual prosperity never sees moral duty face to face, because his inclinations, naturally regular and moderate, always anticipate the mandate of reason, and because no temptation to violate the law recalls to his mind the idea of law. Entirely guided by the sense of the beautiful, which represents reason in the world of sense, he will reach the tomb without having known by experience the dignity of his destiny. On the other hand, the unfortunate man, if he be at the same time a virtuous man, enjoys the sublime privilege of being in immediate intercourse with the divine majesty of the moral law; and as his virtue is not seconded by any inclination, he bears witness in this lower world, and as a human being, of the freedom of pure spirits!

REFLECTIONS ON THE USE OF THE VULGAR AND LOW ELEMENTS IN WORKS OF ART

I call vulgar (common) all that does not speak to the mind, of which all the interest is addressed only to the senses. There are, no doubt, an infinite number of things vulgar in themselves from their material and subject. But as the vulgarity of the material can always be ennobled by the treatment, in respect of art the only question is that relating to the vulgarity in form. A vulgar mind will dishonor the most noble matter by treating it in a common manner. A great and noble mind, on the contrary, will ennoble even a common matter, and it will do so by superadding to it something spiritual and discovering in it some aspect in which this matter has greatness. Thus, for example, a vulgar historian will relate to us the most insignificant actions of a hero with a scrupulousness as great as that bestowed on his sublimest exploit, and will dwell as lengthily on his pedigree, his costume, and his household as on his projects and his enterprises. He will relate those of his actions that have the most grandeur in such wise that no one will perceive that character in them. On the contrary, a historian of genius, himself endowed with nobleness of mind, will give even to the private life and the least considerable actions of his hero an interest and a value that will make them considerable. Thus, again, in the matter of the plastic arts, the Dutch and Flemish painters have given proof of a vulgar taste; the Italians, and still more the ancient Greeks, of a grand and noble taste. The Greeks always went to the ideal; they rejected every vulgar feature, and chose no common subject.

A portrait painter can represent his model in a common manner or with grandeur; in a common manner if he reproduce the merely accidental details with the same care as the essential features, if he neglect the great to carry out the minutiae curiously. He does it grandly if he know how to find out and place in relief what is most interesting, and distinguish the accidental from the necessary; if he be satisfied with indicating what is paltry, reserving all the finish of the execution for what is great. And the only thing that is great is the expression of the soul itself, manifesting itself by actions, gestures, or attitudes.

The poet treats his subject in a common manner when in the execution of his theme he dwells on valueless facts and only skims rapidly over those that are important. He treats his theme with grandeur when he associates with it what is great. For example, Homer treated the shield of Achilles grandly, though the making of a shield, looking merely at the matter, is a very commonplace affair.

One degree below the common or the vulgar is the element of the base or gross, which differs from the common in being not only something negative, a simple lack of inspiration or nobleness, but something positive, marking coarse feelings, bad morals, and contemptible manners. Vulgarity only testifies that an advantage is wanting, whereof the absence is a matter of regret; baseness indicates the want of a quality which we are authorized to require in all. Thus, for example, revenge, considered in itself, in whatever place or way it manifests itself, is something vulgar, because it is the proof of a lack of generosity. But there is, moreover, a base vengeance, when the man, to satisfy it, employs means exposed to contempt. The base always implies something gross, or reminds one of the mob, while the common can be found in a well-born and well-bred man, who may think and act in a common manner if he has only mediocre faculties. A man acts in a common manner when he is only taken up with his own interest, and it is in this that he is in opposition with the really noble man, who, when necessary, knows how to forget himself to procure some enjoyment for others. But the same man would act in a base manner if he consulted his interests at the cost of his honor, and if in such a case he did not even take upon himself to respect the laws of decency. Thus the common is only the contrary of the noble; the base is the contrary both of the noble and the seemly. To give yourself up, unresisting, to all your passions, to satisfy all your impulses, without being checked even by the rules of propriety, still less by those of morality, is to conduct yourself basely, and to betray baseness of the soul.

The artist also may fall into a low style, not only by choosing ignoble subjects, offensive to decency and good taste, but moreover by treating them in a base manner. It is to treat a subject in a base manner if those sides are made prominent which propriety directs us to conceal, or if it is expressed in a manner that incidentally awakens low ideas. The lives of the greater part of men can present particulars of a low kind, but it is only a low imagination that will pick out these for representation.

There are pictures describing sacred history in which the Apostles, the Virgin, and even the Christ, are depicted in such wise that they might be supposed to be taken from the dregs of the populace. This style of execution always betrays a low taste, and might justly lead to the inference that the artist himself thinks coarsely and like the mob.

No doubt there are cases where art itself may be allowed to produce base images: for example, when the aim is to provoke laughter. A man of polished manners may also sometimes, and without betraying a corrupt taste, be amused by certain features when nature expresses herself crudely but with truth, and he may enjoy the contrast between the manners of polished society and those of the lower orders. A man of position appearing intoxicated will always make a disagreeable impression on us; but a drunken driver, sailor, or carter will only be a risible object. Jests that would be insufferable in a man of education amuse us in the mouth of the people. Of this kind are many of the scenes of Aristophanes, who unhappily sometimes exceeds this limit, and becomes absolutely condemnable. This is, moreover, the source of the pleasure we take in parodies, when the feelings, the language, and the mode of action of the common people are fictitiously lent to the same personages whom the poet has treated with all possible dignity and decency. As soon as the poet means only to jest, and seeks only to amuse, we can overlook traits of a low kind, provided he never stirs up indignation or disgust.

He stirs up indignation when he places baseness where it is quite unpardonable, that is in the case of men who are expected to show fine moral sense. In attributing baseness to them he will either outrage truth, for we prefer to think him a liar than to believe that well-trained men can act in a base manner; or his personages will offend our moral sense, and, what is worse, excite our imagination. I do not mean by this to condemn farces; a farce implies between the poet and the spectator a tacit consent that no truth is to be expected in the piece. In a farce we exempt the poet from all faithfulness in his pictures; he has a kind of privilege to tell us untruths. Here, in fact, all the comic consists exactly in its contrast with the truth, and so it cannot possibly be true.

This is not all: even in the serious and the tragic there are certain places where the low element can be brought into play. But in this case the affair must pass into the terrible, and the momentary violation of our good taste must be masked by a strong impression, which brings our passion into play. In other words, the low impression must be absorbed by a superior tragic impression. Theft, for example, is a thing absolutely base, and whatever arguments our heart may suggest to excuse the thief, whatever the pressure of circumstances that led him to the theft, it is always an indelible brand stamped upon him, and, aesthetically speaking, he will always remain a base object. On this point taste is even less forgiving than morality, and its tribunal is more severe; because an aesthetical object is responsible even for the accessory ideas that are awakened in us by such an object, while moral judgment eliminates all that is merely accidental. According to this view a man who robs would always be an object to be rejected by the poet who wishes to present serious pictures. But suppose this man is at the same time a murderer, he is even more to be condemned than before by the moral law. But in the aesthetic judgment he is raised one degree higher and made better adapted to figure in a work of art. Continuing to judge him from the aesthetic point of view, it may be added that he who abases himself by a vile action can to a certain extent be raised by a crime, and can be thus reinstated in our aesthetic estimation. This contradiction between the moral judgment and the aesthetical judgment is a fact entitled to attention and consideration. It may be explained in different ways. First, I have already said that, as the aesthetic judgment depends on the imagination, all the accessory ideas awakened in us by an object and naturally associated with it, must themselves influence this judgment. Now, if these accessory ideas are base, they infallibly stamp this character on the principal object.

In the second place, what we look for in the aesthetic judgment is strength; whilst in a judgment pronounced in the name of the moral sense we consider lawfulness. The lack of strength is something contemptible, and every action from which it may be inferred that the agent lacks strength is, by that very fact, a contemptible action. Every cowardly and underhand action is repugnant to us, because it is a proof of impotence; and, on the contrary, a devilish wickedness can, aesthetically speaking, flatter our taste, as soon as it marks strength. Now, a theft testifies to a vile and grovelling mind: a murder has at least on its side the appearance of strength; the interest we take in it aesthetically is in proportion to the strength that is manifested in it.

A third reason is, because in presence of a deep and horrible crime we no longer think of the quality but the awful consequences of the action. The stronger emotion covers and stifles the weaker one. We do not look back into the mind of the agent; we look onward into his destiny, we think of the effects of his action. Now, directly we begin to tremble all the delicacies of taste are reduced to silence. The principal impression entirely fills our mind: the accessory and accidental ideas, in which chiefly dwell all impressions of baseness, are effaced from it. It is for this reason that the theft committed by young Ruhberg, in the "Crime through Ambition," [a play of Iffland] far from displeasing on the stage, is a real tragic effect. The poet with great skill has managed the circumstances in such wise that we are carried away; we are left almost breathless. The frightful misery of the family, and especially the grief of the father, are objects that attract our attention, turn it aside, from the person of the agent, towards the consequences of his act. We are too much moved to tarry long in representing to our minds the stamp of infamy with which the theft is marked. In a word, the base element disappears in the terrible. It is singular that this theft, really accomplished by young Ruhberg, inspires us with less repugnance than, in another piece, the mere suspicion of a theft, a suspicion which is actually without foundation. In the latter case it is a young officer who is accused without grounds of having abstracted a silver spoon, which is recovered later on. Thus the base element is reduced in this case to a purely imaginary thing, a mere suspicion, and this suffices nevertheless to do an irreparable injury, in our aesthetical appreciation, to the hero of the piece, in spite of his innocence. This is because a man who is supposed capable of a base action did not apparently enjoy a very solid reputation for morality, for the laws of propriety require that a man should be held to be a man of honor as long as he does not show the opposite. If therefore anything contemptible is imputed to him, it seems that by some part of his past conduct he has given rise to a suspicion of this kind, and this does him injury, though all the odious and the base in an undeserved suspicion are on the side of him who accuses. A point that does still greater injury to the hero of the piece of which I am speaking is the fact that he is an officer, and the lover of a lady of condition brought up in a manner suitable to her rank. With these two titles, that of thief makes quite a revolting contrast, and it is impossible for us, when we see him near his lady, not to think that perhaps at that very moment he had the silver spoon in his pocket. Lastly, the most unfortunate part of the business is, that he has no idea of the suspicion weighing over him, for if he had a knowledge of it, in his character of officer, he would exact a sanguinary reparation. In this case the consequences of the suspicion would change to the terrible, and all that is base in the situation would disappear.

We must distinguish, moreover, between the baseness of feeling and that which is connected with the mode of treatment and circumstance. The former in all respects is below aesthetic dignity; the second in many cases may perfectly agree with it. Slavery, for example, is abase thing; but a servile mind in a free man is contemptible. The labors of the slave, on the contrary, are not so when his feelings are not servile. Far from this, a base condition, when joined to elevated feelings, can become a source of the sublime. The master of Epictetus, who beat him, acted basely, and the slave beaten by him showed a sublime soul. True greatness, when it is met in a base condition, is only the more brilliant and splendid on that account: and the artist must not fear to show us his heroes even under a contemptible exterior as soon as he is sure of being able to give them, when he wishes, the expression of moral dignity.

But what can be granted to the poet is not always allowed in the artist. The poet only addresses the imagination; the painter addresses the senses directly. It follows not only that the impression of the picture is more lively than that of the poem, but also that the painter, if he employ only his natural signs, cannot make the minds of his personages as visible as the poet can with the arbitrary signs at his command: yet it is only the sight of the mind that can reconcile us to certain exteriors. When Homer causes his Ulysses to appear in the rags of a beggar ["Odyssey," book xiii. v. 397], we are at liberty to represent his image to our mind more or less fully, and to dwell on it as long as we like. But in no case will it be sufficiently vivid to excite our repugnance or disgust. But if a painter, or even a tragedian, try to reproduce faithfully the Ulysses of Homer, we turn away from the picture with repugnance. It is because in this case the greater or less vividness of the impression no longer depends on our will: we cannot help seeing what the painter places under our eyes; and it is not easy for us to remove the accessory repugnant ideas which the picture recalls to our mind.

DETACHED REFLECTIONS ON DIFFERENT QUESTIONS OF AESTHETICS

All the properties by which an object can become aesthetic, can be referred to four classes, which, as well according to their objective differences as according to their different relation with the subject, produce on our passive and active faculties pleasures unequal not only in intensity but also in worth; classes which also are of an unequal use for the end of the fine arts: they are the agreeable, the good, the sublime, and the beautiful.

Of these four categories, the sublime and the beautiful only belong properly to art. The agreeable is not worthy of art, and the good is at least not its end; for the aim of art is to please, and the good, whether we consider it in theory or in practice, neither can nor ought to serve as a means of satisfying the wants of sensuousness. The agreeable only satisfies the senses, and is distinguished thereby from the good, which only pleases the reason. The agreeable only pleases by its matter, for it is only matter that can affect the senses, and all that is form can only please the reason. It is true that the beautiful only pleases through the medium of the senses, by which it is distinguished from the good; but it pleases reason, on account of its form, by which it is essentially distinguished from the agreeable. It might be said that the good pleases only by its form being in harmony with reason; the beautiful by its form having some relation of resemblance with reason, and that the agreeable absolutely does not please by its form. The good is perceived by thought, the beautiful by intuition, and the agreeable only by the senses. The first pleases by the conception, the second by the idea, and the third by material sensation.

The distance between the good and the agreeable is that which strikes the eyes the most. The good widens our understanding, because it procures and supposes an idea of its object; the pleasure which it makes us perceive rests on an objective foundation, even when this pleasure itself is but a certain state in which we are situated. The agreeable, on the contrary, produces no notion of its object, and, indeed, reposes on no objective foundation. It is agreeable only inasmuch as it is felt by the subject, and the idea of it completely vanishes the moment an obstruction is placed on the affectibility of the senses, or only when it is modified. For a man who feels the cold the agreeable would be a warm air; but this same man, in the heat of summer, would seek the shade and coolness; but we must agree that in both cases he has judged well.

On the other hand, that which is objective is altogether independent of us, and that which to-day appears to us true, useful, reasonable, ought yet (if this judgment of to-day be admitted as just) to seem to us the same twenty years hence. But our judgment of the agreeable changes as soon as our state, with regard to its object, has changed. The agreeable is therefore not a property of the object; it springs entirely from the relations of such an object with our senses, for the constitution of our senses is a necessary condition thereof.

The good, on the contrary, is good in itself, before being represented to us, and before being felt. The property by which it pleases exists fully in itself without being in want of our subject, although the pleasure which we take in it rests on an aptitude for feeling that which is in us. Thus we can say that the agreeable exists only because it is experienced, and that the good, on the contrary, is experienced because it exists.

The distinction between the beautiful and the agreeable, great as it is, moreover, strikes the eye less. The beautiful approaches the agreeable in this – that it must always be proposed to the senses, inasmuch as it pleases only as a phenomenon. It comes near to it again in as far as it neither procures nor supposes any notion of its object. But, on the other hand, it is widely separated from the agreeable, because it pleases by the form under which it is produced, and not by the fact of the material sensation. No doubt it only pleases the reasonable subject in so far as it is also a sensuous subject; but also it pleases the sensuous subject only inasmuch as it is at the same time a reasonable subject. The beautiful is not only pleasing to the individual but to the whole species; and although it draws its existence but from its relation with creatures at the same time reasonable and sensuous, it is not less independent of all empirical limitations of sensuousness, and it remains identical even when the particular constitution of the individual is modified. The beautiful has exactly in common with the good that by which it differs from the agreeable, and it differs from the good exactly in that in which it approximates to the agreeable.

By the good we must understand that in which reason recognizes a conformity with her theoretical and practical laws. But the same object can be perfectly conformable to the theoretical reason, and not be the less in contradiction in the highest degree with the practical reason. We can disapprove of the end of an enterprise, and yet admire the skill of the means and their relation with the end in view. We can despise the pleasures which the voluptuous man makes the end of his life, and nevertheless praise the skill which he exhibits in the choice of his means, and the logical result with which he carries out his principles. That which pleases us only by its form is good, absolutely good, and without any conditions, when its form is at the same time its matter. The good is also an object of sensuousness, but not of an immediate sensuousness, as the agreeable, nor moreover of a mixed sensuousness, as the beautiful. It does not excite desire as the first, nor inclination as the second. The simple idea of the good inspires only esteem.

The difference separating the agreeable, the good, and the beautiful being thus established, it is evident that the same object can be ugly, defective, even to be morally rejected, and nevertheless be agreeable and pleasing to the senses; that an object can revolt the senses, and yet be good, i.e., please the reason; that an object can from its inmost nature revolt the moral senses, and yet please the imagination which contemplates it, and still be beautiful. It is because each one of these ideas interests different faculties, and interests differently.

But have we exhausted the classification of the aesthetic attributes? No, there are objects at the same time ugly, revolting, and horrifying to the senses, which do not please the understanding, and of no account to the moral judgment, and these objects do not fail to please; certainly to please to such a degree, that we would willingly sacrifice the pleasure of these senses and that of the understanding to procure for us the enjoyment of these objects. There is nothing more attractive in nature than a beautiful landscape, illuminated by the purple light of evening. The rich variety of the objects, the mellow outlines, the play of lights infinitely varying the aspect, the light vapors which envelop distant objects, – all combine in charming the senses; and add to it, to increase our pleasure, the soft murmur of a cascade, the song of the nightingales, an agreeable music. We give ourselves up to a soft sensation of repose, and whilst our senses, touched by the harmony of the colors, the forms, and the sounds, experience the agreeable in the highest, the mind is rejoiced by the easy and rich flow of the ideas, the heart by the sentiments which overflow in it like a torrent. All at once a storm springs up, darkening the sky and all the landscape, surpassing and silencing all other noises, and suddenly taking from us all our pleasures. Black clouds encircle the horizon; the thunder falls with a deafening noise. Flash succeeds flash. Our sight and hearing is affected in the most revolting manner. The lightning only appears to render to us more visible the horrors of the night: we see the electric fluid strike, nay, we begin to fear lest it may strike us. Well, that does not prevent us from believing that we have gained more than lost by the change; I except, of course, those whom fear has bereft of all liberty of judgment. We are, on the one hand, forcibly drawn towards this terrible spectacle, which on the other wounds and repulses our senses, and we pause before it with a feeling which we cannot properly call a pleasure, but one which we often like much more than pleasure. But still, the spectacle that nature then offers to us is in itself rather destructive than good (at all events we in no way need to think of the utility of a storm to take pleasure in this phenomenon), is in itself rather ugly than beautiful, for the darkness, hiding from us all the images which light affords, cannot be in itself a pleasant thing; and those sudden crashes with which the thunder shakes the atmosphere, those sudden flashes when the lightning rends the cloud – all is contrary to one of the essential conditions of the beautiful, which carries with it nothing abrupt, nothing violent. And moreover this phenomenon, if we consider only our senses, is rather painful than agreeable, for the nerves of our sight and those of our hearing are each in their turn painfully strained, then not less violently relaxed, by the alternations of light and darkness, of the explosion of the thunder, and silence. And in spite of all these causes of displeasure, a storm is an attractive phenomenon for whomsoever is not afraid of it.

Another example. In the midst of a green and smiling plain there rises a naked and barren hillock, which hides from the sight a part of the view. Each one would wish that this hillock were removed which disfigures the beauty of all the landscape. Well, let us imagine this hillock rising, rising still, without indeed changing at all its shape, and preserving, although on a greater scale, the same proportions between its width and height. To begin with, our impression of displeasure will but increase with the hillock itself, which will the more strike the sight, and which will be the more repulsive. But continue; raise it up twice as high as a tower, and insensibly the displeasure will efface itself to make way for quite another feeling. The hill has at last become a mountain, so high a mountain that it is quite impossible for our eyes to take it in at one look. There is an object more precocious than all this smiling plain which surrounds it, and the impression that it makes on us is of such a nature that we should regret to exchange it for any other impression, however beautiful it might be. Now, suppose this mountain to be leaning, and of such an inclination that we could expect it every minute to crash down, the previous impression will be complicated with another impression: terror will be joined to it: the object itself will be but still more attractive. But suppose it were possible to prop up this leaning mountain with another mountain, the terror would disappear, and with it a good part of the pleasure we experienced. Suppose that there were beside this mountain four or five other mountains, of which each one was a fourth or a fifth part lower than the one which came immediately after; the first impression with which the height of one mountain inspired us will be notably weakened. Something somewhat analogous would take place if the mountain itself were cut into ten or twelve terraces, uniformly diminishing; or again if it were artificially decorated with plantations. We have at first subjected one mountain to no other operation than that of increasing its size, leaving it otherwise just as it was, and without altering its form; and this simple circumstance has sufficed to make an indifferent or even disagreeable object satisfying to the eyes. By the second operation, this enlarged object has become at the same time an object of terror; and the pleasure which we have found in contemplating it has but been the greater. Finally, by the last operation which we have made, we have diminished the terror which its sight occasioned, and the pleasure has diminished as much. We have diminished subjectively the idea of its height, whether by dividing the attention of the spectator between several objects, or in giving to the eyes, by means of these smaller mountains, placed near to the large one, a measure by which to master the height of the mountain all the more easily. The great and the terrible can therefore be of themselves in certain cases a source of aesthetic pleasure.